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submitted 2 weeks ago* (last edited 2 weeks ago) by Dot@feddit.org to c/usa@lemmy.ml

The Securities and Exchange Commission today charged J.P. Morgan Securities LLC (JPMS) and J.P. Morgan Investment Management Inc. (JPMIM) – both affiliates of JPMorgan Chase & Co. (JP Morgan) – in five separate enforcement actions for failures including misleading disclosures to investors, breach of fiduciary duty, prohibited joint transactions and principal trades, and failures to make recommendations in the best interest of customers.

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this post was submitted on 31 Oct 2024
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